Axis Investment Management

Important Information

The legal and regulatory information on this website ("Information") contains terms and conditions which apply to you and includes important information on our companies and applicable risk warnings. We intend to rely on this Information and for your own benefit you should read the Information carefully. If you do not understand any of the Information please do not hesitate to contact us.

The Information is not directed at any person or entity. All investors should consider their local regulations before considering investment. Axis disclaims all responsibility if you access or download any Information in breach of any law or regulation of the country in which you reside.

The Information is not directed at any person or entity in the United States, and this site is not intended for distribution or to be used by any person or entity in the United States unless those persons or entities are existing investors in funds managed by Axis and they have applicable US exemptions.

Accordingly, all persons who access this site are required to inform themselves of and to comply with all applicable sales restrictions in their home country.

Regulators and registered offices

Axis Investment Management Services Limited, is a limited company incorporated in the United Arab Emirates, It is authorised and regulated by the Dubai Department of Economic Development for the conduct of commercial brokerage, consulting and investment activities. Axis Investment Management Limited is a Registered Trading ID of AX Capital Limited, Authorized & Regulated for the conduct of International Investment Business, Portfolio Management and Investment Brokerage by the Financial Services Commission, Mauritius. Collectively referred to below as “AXIM”.

Sales Restrictions

AXIM provides services to sophisticated investors. AXIM does not provide services to inexperienced or “retail” investors . If you are a retail investor, you should take independent and separate advice. The Information is provided for information purposes only and on the basis that you make your own investment decisions and do not rely upon it. AXIM is not soliciting any action based on it and it does not constitute a personal recommendation or investment, legal, tax or other advice. Should you have any queries about the securities or investment funds referred to on this site, you should obtain specific professional advice for your personal circumstances before making any investment decision.

Risk Factors

Past performance is not an indication of future performance. The value of investments and the income from them may go down as well as up and investors may not get back the amount invested. Because of this, you are not certain to make a profit on your investments and you may lose money.

Exchange rates may cause the value of overseas investments and the income arising from them to rise or fall.

The levels and bases of and reliefs from taxation may change. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. Investors should consult their own tax adviser in order to understand any applicable tax consequences.

Accuracy of Information

The Information (including any expression of opinion or forecast) has been obtained from, or is based on, sources believed by AXIM to be reliable, but is not guaranteed as to its accuracy or completeness and should not be relied upon. The Information is provided without obligation on the part of AXIM and on the understanding that any person who acts upon it or changes his investment position in reliance on it does so entirely at his own risk. The Information does not constitute an offer to buy or sell or an invitation to make an offer to buy or sell any of the securities or shares in any fund referred to herein.

Information is current only as at the date it is first posted and may no longer be true or complete when viewed by you. All Information may be changed or amended without prior notice although AXIM does not undertake to update this site regularly.

Some of the Information may be provided by third parties and AXIM accepts no responsibility or liability for the accuracy of such information.

Compensation

Holders of portfolios where the custodian and carrying broker is Interactive Brokers (UK) Limited or Interactive Brokers LLC may be eligible for compensation in the event of a broker-default for up to USD 30m. Please refer to your account documentation for precise details.

Complaints

To obtain a copy of the AXIM Complaints Handling Procedure or to make a complaint about this site please send a written complaint for the attention of the Compliance Officer at the registered address.

No Liability

No representation, warranty or undertaking is given by Axis as to the accuracy or completeness of the Information by Axis and no liability is accepted by Axis for the accuracy or completeness of such Information. In no event will AXIM be liable to any person for any direct, indirect, special or consequential damages arising out of any use of the Information, or on any other hyper-linked site, including, without limitation, any lost profits, business interruption, loss of programs or data on your equipment, or otherwise, even if AXIM is expressly advised of the possibility or likelihood of such damages. This does not exclude or restrict any duty or liability that AXIM has to its customers under any regulatory system.

You should be aware that the Internet is not a completely reliable transmission medium. AXIM does not accept any liability for any data transmission errors such as data loss or damage or alteration of any kind, including, but not limited to any direct, indirect or consequential damage, arising out of the use of the products or services referred to herein. This does not exclude or restrict any duty or liability that AXIM has to its customers under any regulatory system.

Indemnity

You agree to indemnify, defend, and hold harmless AXIM, its affiliates and licensors, and the officers, partners, employees, and agents of AXIM and its affiliates and licensors, from and against any and all claims, liabilities, damages, losses, or expenses, including legal fees and costs, arising out of or in any way connected with your access to or use of this website and the Information.

Material Interests

AXIM and its partners, officers and/or employees may have holdings in the funds referred to on this site and may otherwise be interested in transactions that you effect in those funds.

Linked Websites

This site may be linked to third party websites or contain information provided by third parties. AXIM does not make any representation as to the accuracy or completeness of such websites or information, has not and will not review or update such websites or information, and cautions browsers that any use made of such websites or information is at their own risk. AXIM does not accept any liability arising out of the information contained on any linked website or Information provided by a third party and the use of such sites and information is at your own risk. Our Privacy Policy does not apply to third party websites.

Copyright, Trademarks and Other Rights

Copyright, trademarks, database rights, patents and all similar rights in this site and the Information contained are owned by AXIM, its licensors or relevant third party providers. You may use the Information and reproduce it in hard copy for your personal reference only. The Information may not otherwise be reproduced, distributed, stored or transmitted without AXIM's written consent. Nothing on this site should be considered as granting any license or right under any trademark of AXIM or any third party.

Governing Law

You agree that your use of this site and any dispute arising from the use of this site is subject to the jurisdiction of the AXIM entity with which you have contracted.

Privacy, Data Protection & Cookies

AXIM is committed to safeguarding the personal information which you may provide to AXIM through this site and to the extent that AXIM collects any personal information, AXIM will hold it in confidence in accordance with UK Data Protection legislation.

You may be asked to voluntarily provide certain personal information details about you such as your name, address, telephone number, email address details and other information in connection with AXIM's customer registration or enquiry procedures. AXIM will use this information for the administration and servicing of your investments and other related activities and to ensure compliance with its obligations under the applicable regulatory regime. AXIM may disclose the information to its agents and service providers.

Please note that by submitting personal information you are consenting to such information being processed for the purposes referred to above. You agree that AXIM has the right to use and store such data on its internal systems and to transfer it to its associated companies (if applicable), whether inside or outside the European Union, for the purpose of providing services to you. You should also be aware that the level of protection in relation to the processing of personal data may not be the same in countries outside the European Union as in the United Kingdom.

Please note that AXIM shall take all reasonable precautions within our control to ensure that the information you provide online is kept confidential to AXIM during transmission, but you hereby acknowledge that the transmission of such information on the Internet is open to risk. Accordingly, no liability is accepted for any such information that falls into third party hands in such a way that is beyond the reasonable control of AXIM.

You have the right to receive information about the personal data maintained about you for which we reserve the right to charge a fee.

AXIM will retain information about you after the closure of your account or service provision for as long as it is permitted for legal, regulatory, fraud prevention, business and financial crime purposes.

Telephone calls made to AXIM may be recorded and recordings may be used for training purposes or to meet AXIM's regulatory requirements. Any data provided during the call will be used and held in accordance with the relevant data protection requirements.

AXIM also uses cookies. A “cookie” is a type of message given to a web browser by a web server. AXIM may use a persistent cookie if you click on “remember me” to enable you to customise your use of the website: this will be stored on your computer’s hard drive until it automatically expires after 30 days or until you delete it. This will ease your navigation around this website by not popping up these terms and conditions on each visit. The cookie is not used for any other reason. By clicking on the acceptance box, you hereby give your consent to AXIM using this cookie. If you require any help with how to delete cookies, please contact AXIM’s Client Services team.